Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Lee Rogers is a financial advisor with over 30 years of experience in the industry. Shane currently works at U.S. Bancorp Investments, Inc., where they have been registered since August 2024. Shane holds a Series 7, Series 63, and Series 65 licenses, as well as a Series 24 principal exam. Shane's previous employment history includes roles at City National Securities, Inc., LPL Financial LLC, Zions Direct, Inc., and Smith Barney Inc., among others. Shane has a proven track record of providing financial advice to a range of clients, including individuals, corporations, and charitable organizations. Shane is also actively involved in the community, serving as a Board Member for the Nevada Board of Wildlife Commissioners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
NV
08/21/2024 - Present
U.s. Bancorp Investments, Inc. (Las Vegas NV)
NV
02/24/2020 - 07/25/2024
CITY NATIONAL SECURITIES, INC. (LAS VEGAS NV)
NV
01/06/2009 - 02/27/2020
LPL FINANCIAL LLC (RENO NV)
NV
09/19/2001 - 09/09/2008
ZIONS DIRECT, INC. (CARSON CITY NV)
MA
07/11/2000 - 07/23/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MN
06/07/2000 - 07/12/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
08/19/1996 - 07/06/2000
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
08/04/1995 - 08/19/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
04/05/1995 - 11/16/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
05/06/1994 - 03/03/1995
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 05/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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