Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Fallot is an Investment Advisor Representative registered in Washington with U.S. Bancorp Investments, Inc. Shane has been in the financial services industry since December 2002 and has a Series 6, Series 7, Series 63 and Series 65. Shane has experience at J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., BANC ONE SECURITIES CORPORATION, MORGAN STANLEY DW INC., SALOMON SMITH BARNEY INC., BLUESTONE CAPITAL PARTNERS, L.P. and ASSET SERVICES COMPANY, LLC. Shane specializes in Retirement Planning, Asset Allocation, Estate Planning, College Savings, and Portfolio Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
WA
02/26/2021 - Present
U.s. Bancorp Investments, Inc. (Issaquah WA)
WA
11/20/2017 - 03/08/2021
J.P. MORGAN SECURITIES LLC (SEATTLE WA)
OK
04/28/2009 - 12/12/2012
J.P. MORGAN SECURITIES LLC (OKLAHOMA CITY OK)
OK
11/26/2008 - 12/23/2008
J.P.MORGAN SECURITIES INC. (OKLAHOMA CITY OK)
OK
07/06/2005 - 08/19/2008
CHASE INVESTMENT SERVICES CORP. (OKLAHOMA CITY OK)
IL
03/02/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
12/07/2001 - 02/01/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
08/28/2000 - 11/08/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
06/24/1999 - 10/29/1999
BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)
BC
Issued 12/01/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/16/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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