Unclaimed
Shane Murrish is a financial advisor registered in California. Shane is affiliated with Houlihan Lokey Capital, Inc. Shane has been in the financial services industry since 2011 and has passed the Series 7, Series 63, SIE and Series 79TO examinations. Shane was previously affiliated with UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/09/2013 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
CA
04/27/2010 - 03/08/2013
UBS SECURITIES LLC (LOS ANGELES CA)
BC
Issued 11/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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