Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Neal is a financial advisor who has been in the industry since 1998. Shane has passed the Series 63 and Series 65 exams. Currently, Shane is an Investment Advisor Representative at Stonex Advisors Inc. where Shane has been since July of 2016. Prior to that, Shane was employed at Sterne, Agee & Leach, Inc. and UBS Financial Services Inc.. Shane is registered in 13 states and currently works with individuals, corporations, high net worth individuals, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
07/01/2016 - Present
Stonex Advisors Inc. (BIRMINGHAM AL)
TN
03/15/2010 - 10/22/2012
STERNE, AGEE & LEACH, INC. (CHATTANOOGA TN)
TN
08/14/2000 - 03/25/2010
UBS FINANCIAL SERVICES INC. (CHATTANOOGA TN)
NY
03/24/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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