Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Waller is a financial professional with over 10 years of experience in the industry. Shane is a registered representative of Northwestern Mutual Investment Services, LLC and holds a Series 6, Series 63 and Series 65 license. Shane has been affiliated with Northwestern Mutual since 2013 and has worked in multiple roles within the firm. Shane provides financial planning services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
UT
09/18/2013 - Present
Northwestern Mutual Investment Services, LLC (PROVO UT)
UT
11/05/2012 - 08/15/2013
WELLS FARGO ADVISORS, LLC (AMERICAN FORK UT)
IA
Issued 12/05/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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