Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Walock is a financial advisor registered with Wells Fargo Clearing Services, LLC. Shane is a registered investment advisor with over 25 years of experience in the financial services industry. Shane has held various roles at firms such as Cetera Advisor Networks LLC, Cetera Advisors LLC, and Cetera Financial Specialists LLC. Shane is licensed to provide investment advice in 40 states, including Texas, Minnesota, and South Dakota. Shane's firm, Wells Fargo Clearing Services, LLC, manages over $558 billion in assets under management for individual and institutional clients. The firm offers a wide range of investment services, including financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
07/18/2018 - Present
Wells Fargo Clearing Services, LLC (SAUK RAPIDS MN)
MN
01/04/2018 - 03/27/2018
CETERA ADVISOR NETWORKS LLC (ST CLOUD MN)
MN
01/04/2018 - 03/27/2018
CETERA ADVISORS LLC (ST CLOUD MN)
MN
01/04/2018 - 03/27/2018
CETERA FINANCIAL SPECIALISTS LLC (ST CLOUD MN)
MN
06/30/2009 - 12/05/2017
SCOTTRADE, INC. (ST. CLOUD MN)
MN
11/02/2000 - 06/01/2009
WELLS FARGO INVESTMENTS, LLC (BLOOMINGTON MN)
CA
05/31/2000 - 11/05/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
05/31/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MO
06/04/1998 - 07/22/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MN
10/16/1997 - 05/01/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/16/1997 - 05/01/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 12/01/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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