Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Francis O'Brien is a financial advisor with Janney Montgomery Scott LLC. Shane has been in the industry since 1997 and has experience with a variety of financial products and services. Shane is registered with the state of Connecticut and also has a Series 7, Series 31 and Series 65 license. Shane also holds a Series 63 license. Shane's previous experience includes working for Morgan Stanley and Prudential Annuities Distributors, Inc. Shane is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
05/16/2017 - Present
Janney Montgomery Scott LLC (Mystic CT)
CT
02/09/2015 - 05/17/2017
MORGAN STANLEY (MYSTIC CT)
CT
01/21/2005 - 01/22/2015
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
IL
03/05/2001 - 01/07/2005
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
CT
04/23/1998 - 02/09/2001
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
NY
10/17/1995 - 07/08/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/09/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 10/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Shane O'Brien is the right advisor for you? Invested Better is here to help.
