Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Ellingson is a financial advisor with Avantax Advisory Services. Shane has been in the financial services industry since March 2014. Shane has worked with several firms in the past including 1st Global Capital Corp., Apex Clearing Corporation, Raymond James & Associates, Inc., Deutsche Bank Securities Inc., and TD Ameritrade, Inc. Shane holds a Series 7, Series 63, Series 24, and Series 65 licenses. Shane is registered in the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
10/25/2019 - Present
Avantax Advisory Services (Dallas TX)
TX
11/28/2018 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
06/28/2017 - 11/26/2018
APEX CLEARING CORPORATION (DALLAS TX)
TX
09/06/2016 - 01/30/2017
RAYMOND JAMES & ASSOCIATES, INC. (Dallas TX)
TX
03/11/2016 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (DALLAS TX)
TX
08/07/2013 - 12/22/2015
TD AMERITRADE, INC. (FORT WORTH TX)
IA
Issued 07/10/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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