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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Westhoelter is a financial advisor with Cambridge Investment Research Advisors, Inc. Shane is a Registered Representative and Investment Advisor Representative. Shane has been in the financial services industry since 1993. Shane has offices in San Ramon, CA, Albuquerque, NM, and San Francisco, CA. Shane has a long history of working with individuals and families. Shane also works with businesses, charitable organizations and pension and profit-sharing plans. Shane provides a variety of financial services including financial planning, portfolio management, and educational seminars. Shane also offers a variety of investment products, including mutual funds, exchange-traded funds, and annuities. Shane is a member of the National Association of Estate Planners Councils.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
09/15/2023 - Present
Cambridge Investment Research Advisors, Inc. (SAN RAMON CA)
CA
08/01/2007 - 10/06/2009
WOODBURY FINANCIAL SERVICES, INC. (DUBLIN CA)
CA
04/21/2003 - 08/03/2007
FSC SECURITIES CORPORATION (SAN MATEO CA)
AZ
10/01/2002 - 05/14/2003
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
TX
09/17/1993 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 06/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/30/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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