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Shane Duffy

Nylife Securities LLC

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About Shane Duffy

Shane Duffy is a financial professional with Nylife Securities LLC based in Manchester, NH. Shane has been in the financial services industry since December 31, 2020 and has a strong background in securities and investments. Shane is a registered representative in New Hampshire, North Carolina, Rhode Island and Vermont. Shane has also passed the Series 63, Series 6TO, and SIE exams.

Firm Information

Shane Duffy is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shane Duffy’s Registration & Firm History

NH

01/01/2021 - Present

Nylife Securities LLC (MANCHESTER NH)

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Licenses & Designations

BC

Issued 01/13/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/26/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/19/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shane Duffy.
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