Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Zaback is an investment advisor representative with over 20 years of experience in the financial services industry. He is a registered representative with Raymond James Financial Services Advisors, Inc. and holds a Series 65, Series 63, Series 7, Series 10, Series 9, and SIE license. Shane provides financial planning, portfolio management, and pension consulting services to individuals, corporations, and other institutions. Previously, Shane has worked at Wells Fargo Advisors and Morgan Stanley & Co., Incorporated. In addition to his role at Raymond James Financial Services Advisors, Inc., Shane is also the owner of a coffee shop in Minot, ND.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
ND
10/10/2017 - Present
Raymond James Financial Services Advisors, Inc. (MINOT ND)
ND
10/02/2007 - 06/13/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MINOT ND)
ND
04/02/2007 - 10/04/2007
MORGAN STANLEY & CO., INCORPORATED (MINOT ND)
ND
11/05/2002 - 04/02/2007
MORGAN STANLEY DW INC. (MINOT ND)
FL
10/12/2000 - 11/01/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
OK
10/29/1998 - 10/12/2000
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
IA
Issued 11/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/17/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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