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Shane David Phillips

Provenance Wealth Advisors

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About Shane David Phillips

Shane Phillips is a financial advisor with Provenance Wealth Advisors. Shane has been in the financial services industry since 2012 and holds the Series 7, Series 63, and Series 65 licenses. Shane has experience working with individuals, businesses, trusts, pension plans, and charitable organizations. Shane provides a variety of financial services, including portfolio management, financial planning, and pension consulting. Shane is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Shane Phillips is currently registered with Provenance Wealth Advisors. Provenance Wealth Advisors is a registered investment advisor headquartered in FORT LAUDERDALE, FL. The firm provides portfolio management services to individuals, high net worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and other entities. The firm manages over $2.6 billion in assets and employs 22 licensed agents and 23 investment advisor representatives.
Provenance Wealth Advisors

200 EAST LAS OLAS BOULEVARD

FORT LAUDERDALE, FL 33301

$2.62B

Assets Under Management

84

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio consulting services

Portfolio consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Shane Phillips’s Registration & Firm History

FL

08/28/2023 - Present

Provenance Wealth Advisors (FORT LAUDERDALE FL)

FL

01/06/2015 - 08/25/2023

RAYMOND JAMES FINANCIAL SERVICES, INC. (MIAMI FL)

FL

12/05/2013 - 12/16/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)

WI

09/21/2011 - 08/22/2013

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 07/24/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/05/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shane David Phillips.
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