Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Powers is a financial professional with over 14 years of experience in the financial services industry. He is currently registered with Apollo Global Securities, LLC in New York, New York and previously held a position with CREDIT SUISSE SECURITIES (USA) LLC. Shane has a broad range of experience in the securities industry, having passed several industry exams, including the Series 7, Series 24, Series 63, Series 79TO, and Series 99TO. Shane is dedicated to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
06/04/2009 - 02/16/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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