Unclaimed
Shane Conceicao is a registered representative with T. Rowe Price Investment Services, Inc. Shane has been in the securities industry since March 5, 2016. Shane holds the Series 63, Series 7, and SIE licenses and is registered in 53 states. Shane has previously worked with Prudential Annuities Distributors, Inc, Resource Securities LLC, and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
03/19/2021 - Present
T. Rowe Price Investment Services, Inc. (OWINGS MILLS MD)
PA
02/06/2019 - 08/15/2019
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)
PA
10/23/2015 - 01/30/2019
RESOURCE SECURITIES LLC (PHILADELPHIA PA)
PA
07/22/2014 - 10/16/2015
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 07/31/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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