Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Christopher Sealy is a financial advisor with Houlihan Lokey Capital, Inc. based in Houston, TX. Shane has been in the industry since 2006. Shane holds Series 7, 79TO, and SIE licenses and is registered with FINRA and the state of Texas. Shane has previous experience with Intrepid Partners, LLC, Evercore Group L.L.C., Scotia Capital (USA) Inc., and Waterous Securities (U.S.A.) Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/07/2019 - Present
Houlihan Lokey Capital, Inc. (HOUSTON TX)
TX
10/16/2017 - 06/04/2019
INTREPID PARTNERS, LLC (Houston TX)
TX
08/02/2011 - 11/02/2017
EVERCORE GROUP L.L.C. (HOUSTON TX)
TX
08/01/2007 - 08/01/2011
SCOTIA CAPITAL (USA) INC. (HOUSTON TX)
TX
01/26/2006 - 07/02/2007
WATEROUS SECURITIES (U.S.A.) INC. (HOUSTON TX)
BC
Issued 05/09/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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