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Shane Christopher Conway

Public Safety Financial/galloway

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About Shane Christopher Conway

Shane Christopher Conway is an investment advisor representative with Public Safety Financial/galloway. Shane has been in the industry for 7 years. Shane has passed the Series 6, Series 7, and Series 65 exams. Shane was previously registered with Ameriprise Financial Services, Inc. and MetLife Securities Inc.

Firm Information

Shane Conway is currently registered with Public Safety Financial/galloway. Public Safety Financial/galloway is a registered investment advisor with offices in Mesa, Arizona. They have 27 investment adviser representatives, 3 registered representatives, and manage over $792 million in assets. The firm provides financial planning, educational seminars, portfolio management for individuals and businesses, and publication of periodicals. They primarily serve high-net-worth individuals and individuals other than high-net-worth.
Public Safety Financial/galloway

1138 N ALMA SCHOOL RD

MESA, AZ 85201

$792.72M

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Shane Conway’s Registration & Firm History

SC

04/13/2023 - Present

Public Safety Financial/galloway (Greenville SC)

CO

08/08/2016 - 10/24/2016

AMERIPRISE FINANCIAL SERVICES, INC. (Greenwood Village CO)

FL

12/14/2006 - 04/23/2007

METLIFE SECURITIES INC. (PENSACOLA FL)

FL

12/14/2006 - 04/23/2007

METROPOLITAN LIFE INSURANCE COMPANY (PENSACOLA FL)

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Licenses & Designations

IA

Issued 01/05/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/24/2016

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2016

Series 7 - General Securities Representative Examination

BC

Issued 12/11/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Shane Christopher Conway. Review regulatory record here.
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