Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Christopher Braff Bengtson is a financial advisor currently working at Charles Schwab & CO., Inc. Shane has been in the industry since 2001, providing financial advice to clients in various states. Shane’s expertise lies in retirement planning and providing financial planning advice to individuals, although Shane also works with business development companies. Previously, Shane was registered with TD AMERITRADE, INC., VALMARK SECURITIES, INC., CAP PRO BROKERAGE SERVICES, INC. and PROEQUITIES, INC. Shane holds the Series 7, 9, 63 and 65 licenses and has successfully completed the Securities Industry Essentials (SIE) exam. Shane’s clients include individuals, insurance companies, investment companies, charitable organizations, high net worth individuals, corporations and other businesses, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
10/06/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
MO
04/26/2018 - 12/31/2023
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
10/25/2006 - 12/23/2015
CHARLES SCHWAB & CO., INC. (CHESTERFIELD MO)
MO
08/29/2005 - 07/14/2006
VALMARK SECURITIES, INC. (ST. LOUIS MO)
OH
12/15/2004 - 07/28/2005
CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)
AL
03/05/2004 - 12/02/2004
PROEQUITIES, INC. (BIRMINGHAM AL)
TX
07/07/2000 - 02/25/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MO
09/10/1999 - 05/31/2000
EDWARD JONES (ST. LOUIS MO)
BC
Issued 06/07/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/21/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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