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Shane Branker

TP Icap Global Markets Americas LLC

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About Shane Branker

Shane Branker is an active broker-dealer with a career spanning over 15 years in the financial industry. Currently, Shane is a registered representative with TP Icap Global Markets Americas LLC. Shane has previously held roles with ICAP Securities USA LLC, TRADITION ASIEL SECURITIES INC., BGC FINANCIAL, L.P., and INDEPENDENT FINANCIAL GROUP, LLC. Shane has passed Series 3, 7, 66, 79TO and SIE exams and has been registered in New York.

Firm Information

Shane Branker is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shane Branker’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

03/05/2021 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

NY

10/29/2015 - 01/03/2020

ICAP SECURITIES USA LLC (NEW YORK NY)

NY

10/06/2008 - 10/14/2015

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

NY

11/15/2007 - 10/06/2008

BGC FINANCIAL, L.P. (NEW YORK NY)

AZ

09/13/2007 - 11/01/2007

INDEPENDENT FINANCIAL GROUP, LLC (SCOTTSDALE AZ)

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Licenses & Designations

BOTH

Issued 06/23/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/12/2018

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Shane Branker.
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