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Shane Bernard Dowd

John Hancock Distributors LLC

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About Shane Bernard Dowd

Shane Bernard Dowd is a financial professional with experience in the industry. Shane is currently registered with John Hancock Distributors LLC and holds a Series 6, Series 63, and SIE license. Shane has previously worked at PURSHE KAPLAN STERLING INVESTMENTS.

Firm Information

Shane Dowd is currently registered with John Hancock Distributors LLC. John Hancock Distributors LLC is a Limited Liability Company formed on August 1, 2001. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

218

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shane Dowd’s Registration & Firm History

MA

05/20/2019 - Present

John Hancock Distributors LLC (BOSTON MA)

MA

09/05/2017 - 11/30/2017

PURSHE KAPLAN STERLING INVESTMENTS (Boston MA)

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Licenses & Designations

BC

Issued 08/17/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/30/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shane Bernard Dowd.
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