Unclaimed
Shane Bernard Dowd is a financial professional with experience in the industry. Shane is currently registered with John Hancock Distributors LLC and holds a Series 6, Series 63, and SIE license. Shane has previously worked at PURSHE KAPLAN STERLING INVESTMENTS.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
05/20/2019 - Present
John Hancock Distributors LLC (BOSTON MA)
MA
09/05/2017 - 11/30/2017
PURSHE KAPLAN STERLING INVESTMENTS (Boston MA)
BC
Issued 08/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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