Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Zaback is a financial advisor with Raymond James Financial Services Advisors, Inc. Shane has been in the industry since 1998 and holds both Series 7 and Series 63 licenses. In addition to his licenses, Shane also holds a Series 31 license which allows him to work with clients on futures products. Shane is an active advisor in 35 states and works with a variety of clients, including high-net-worth individuals, businesses, and pension plans. Shane is committed to providing his clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
ND
10/10/2017 - Present
Raymond James Financial Services Advisors, Inc. (MINOT ND)
ND
10/02/2007 - 06/13/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MINOT ND)
ND
04/02/2007 - 10/04/2007
MORGAN STANLEY & CO., INCORPORATED (MINOT ND)
ND
11/05/2002 - 04/02/2007
MORGAN STANLEY DW INC. (MINOT ND)
FL
10/12/2000 - 11/01/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
OK
10/29/1998 - 10/12/2000
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
IA
Issued 11/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/27/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/17/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/25/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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