Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Anthony Otto is an investment advisor representative registered with Stonex Advisors Inc. located in Birmingham, Alabama. Shane has been in the securities industry since November 16, 2015. Shane is also registered as an investment advisor representative in 51 states and the District of Columbia. Shane is a Series 7, Series 63, Series 65 and Series 24 licensed professional. Prior to joining Stonex Advisors Inc., Shane was employed by Stifel, Nicolaus & Company, Incorporated and Sterne, Agee & Leach, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
01/16/2018 - Present
Stonex Advisors Inc. (BIRMINGHAM AL)
AL
07/07/2015 - 04/08/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BIRMINGHAM AL)
AL
02/10/2014 - 07/07/2015
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
IA
Issued 06/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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