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Shane Anthony Hopper

Vanguard Advisers, Inc.

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About Shane Anthony Hopper

Shane Anthony Hopper is an active investment advisor representative with Vanguard Advisers, Inc. Shane has been in the industry since 1999 and is registered in 53 states for broker-dealer activities. Shane is also registered as an investment advisor representative in North Carolina and Texas. Shane Hopper has passed the SIE, Series 6, Series 7 and Series 66 exams. Shane is also a registered representative with FINRA and an active broker-dealer representative in the state of Pennsylvania. Shane Hopper's previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated and Directed Services LLC.

Firm Information

Shane Hopper is currently registered with Vanguard Advisers, Inc.. Vanguard Advisers, Inc. is a registered investment advisor headquartered in Malvern, Pennsylvania. With a focus on portfolio management for individuals, businesses, and pooled investment vehicles, the firm offers comprehensive financial planning services and specializes in selecting other advisors. Vanguard Advisers manages over $333 billion in assets for clients, including high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. The firm has a strong online presence, with active profiles on LinkedIn, Facebook, Instagram, YouTube, Reddit, and Twitter.
Vanguard Advisers, Inc.

100 VANGUARD BLVD

MALVERN, PA 19355

$333.07B

Assets Under Management

151,862

Total Clients

2,326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Shane Hopper’s Registration & Firm History

NC

12/02/2019 - Present

Vanguard Advisers, Inc. (CHARLOTTE NC)

NJ

07/12/2010 - 01/06/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

PA

07/17/1998 - 05/12/2009

DIRECTED SERVICES LLC (WEST CHESTER PA)

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Licenses & Designations

BOTH

Issued 11/07/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/16/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2001

Series 7 - General Securities Representative Examination

BC

Issued 07/16/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shane Anthony Hopper.
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