Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane McCarty is a financial professional with over 8 years of experience in the industry. Shane is currently registered with Sammons Financial Network, LLC. Shane has passed the Series 6, Series 26, Series 63 and SIE exams, demonstrating expertise in various financial products and services. Shane is registered in 8 states including California, Connecticut, Iowa, Maine, Massachusetts, New Hampshire, Rhode Island and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IA
02/17/2015 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
BC
Issued 03/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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