Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Caldwell is a financial advisor with over 10 years of experience in the industry. Shane is a Certified Financial Planner and holds Series 7, Series 63 and Series 65 licenses. Shane currently works with Tvamp, LLC, an independent investment advisor firm. Previously, Shane has worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Cetera Advisor Networks LLC, and Girard Securities, Inc. Shane provides investment advisory services to individuals, high-net-worth individuals, corporations, and charitable organizations. Shane specializes in financial planning, portfolio management, pension consulting, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TN
09/25/2024 - Present
Tvamp, LLC (KNOXVILLE TN)
TN
07/30/2018 - 08/10/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JOHNSON CITY TN)
GA
11/01/2017 - 07/20/2018
CETERA ADVISOR NETWORKS LLC (ALPHARETTA GA)
GA
01/13/2016 - 11/01/2017
GIRARD SECURITIES, INC. (ALPHARETTA GA)
BC
Issued 01/27/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/19/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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