Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Alexander Ward is a financial advisor currently registered with Franklin Distributors, LLC. Shane has been in the financial services industry since 2010. Shane holds the Series 66, Series 7 and SIE licenses. Shane has held previous registrations with Franklin Templeton Financial Services Corp., Franklin/Templeton Distributors, Inc., Wells Fargo Advisors Financial Network, LLC, and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/07/2021 - Present
Franklin Distributors, LLC (Short Hills NJ)
FL
10/15/2018 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (ST. PETERSBURG FL)
FL
05/02/2017 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
FL
03/12/2010 - 05/11/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (TAMPA FL)
FL
12/03/2009 - 01/15/2010
AXA ADVISORS, LLC (TAMPA FL)
BOTH
Issued 09/04/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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