Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Dayton is a financial advisor based in South Jordan, Utah. Shane has been working in the financial industry since 2006. Shane Dayton is currently registered with Pruco Securities, LLC and has previously worked with several other firms, including Allstate Financial Services, LLC, Transamerica Financial Advisors, Inc., Morgan Stanley, Royal Alliance Associates, Inc., Fidelity Brokerage Services LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, and MONY Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
UT
03/28/2023 - Present
Pruco Securities, LLC (South Jordan UT)
UT
01/08/2021 - 10/07/2022
ALLSTATE FINANCIAL SERVICES, LLC (Holladay UT)
UT
02/26/2019 - 12/31/2019
TRANSAMERICA FINANCIAL ADVISORS, INC (SO. JORDAN UT)
UT
11/14/2017 - 10/22/2018
MORGAN STANLEY (SOUTH JORDAN UT)
UT
06/07/2017 - 07/06/2017
ROYAL ALLIANCE ASSOCIATES, INC. (SOUTH JORDAN UT)
UT
09/28/2006 - 05/10/2017
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
MA
01/09/2003 - 06/03/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/09/2003 - 06/03/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
RI
03/08/2001 - 10/31/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
01/02/2000 - 06/30/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 12/31/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2007
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/27/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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