Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Brodersen is a financial advisor with Wells Fargo Clearing Services, LLC. Shane has been in the industry since February 25, 2003 and has been with Wells Fargo Clearing Services, LLC since October 21, 2008. Shane holds the Series 7, Series 9, Series 10, Series 24 and Series 63 licenses. Shane also holds the SIE certification. Shane has previously worked at EDWARD JONES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/21/2008 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
02/26/2003 - 11/11/2008
EDWARD JONES (ST LOUIS MO)
BC
Issued 01/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/02/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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