Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shana? Claim Your ProfileShana McHaffey is a financial professional with over 17 years of experience in the industry. Shana is currently registered with LPL Financial LLC and holds licenses for Series 3, 7, 9, 10 and 66 exams. Shana has prior experience with ALLSTATE FINANCIAL SERVICES, LLC, RBC CAPITAL MARKETS, LLC, J.P. MORGAN SECURITIES INC. and SOUTHWEST SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/26/2021 - Present
LPL Financial LLC (DALLAS TX)
OK
01/28/2019 - 08/24/2020
ALLSTATE FINANCIAL SERVICES, LLC (NORMAN OK)
OK
08/14/2008 - 11/20/2018
RBC CAPITAL MARKETS, LLC (OKLAHOMA CITY OK)
OK
04/04/2007 - 08/18/2008
J.P. MORGAN SECURITIES INC. (OKLAHOMA CITY OK)
OK
06/03/2004 - 11/06/2006
SOUTHWEST SECURITIES, INC. (OKLAHOMA CITY OK)
MO
04/21/2004 - 06/02/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 05/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/01/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2006
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shana McHaffey is the right advisor for you? Invested Better is here to help.
