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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shana? Claim Your ProfileShana Leann Lesch is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. She has been in the industry since 2007 and has a Series 7, Series 66, and SIE license. Shana Leann Lesch is registered with the Financial Industry Regulatory Authority (FINRA) and holds a license to offer securities and investment advisory services in 50 states. Shana Leann Lesch has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2010 and previously worked with U.S. Bancorp Investments, Inc. and Ameriprise Financial Services, Inc. Shana Leann Lesch has a broad base of experience serving individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit sharing plans, and insurance companies. Shana Leann Lesch is a highly qualified financial advisor with a long history of providing sound investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/29/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
09/28/2017 - 04/11/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
06/23/2010 - 10/01/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
03/21/2007 - 05/28/2010
U.S. BANCORP INVESTMENTS, INC. (SAN FRANCISCO CA)
CA
10/17/2006 - 01/17/2007
AMERIPRISE FINANCIAL SERVICES, INC. (SAN FRANCISCO CA)
BOTH
Issued 4/5/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 4/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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