Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shan? Claim Your ProfileShan Aziz Khoja is a registered representative with Capital Client Group, Inc. Shan is licensed in California. They have been in the industry since March 22, 2016. Shan has passed the General Securities Representative Examination (Series 7TO), the Securities Industry Essentials Examination (SIE), and the Uniform Combined State Law Examination (Series 66). Before joining Capital Client Group, Inc., Shan worked at Kestra Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
03/20/2023 - Present
Capital Client Group, Inc. (Los Angeles CA)
TX
03/22/2016 - 05/16/2016
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
BOTH
Issued 03/18/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/12/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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