Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shamsah? Claim Your ProfileShamsah Poonja is a registered representative with Northern Trust Securities, Inc. Shamsah has been in the securities industry since January 1998. Shamsah holds the Series 7, Series 52TO, and Series 63 licenses. Shamsah is registered with the state of Illinois and 52 other states. Prior to joining Northern Trust Securities, Inc., Shamsah worked at EVEREN SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/09/1999 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
MO
01/07/1998 - 09/07/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 12/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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