Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shams? Claim Your ProfileShams Deitrick is a financial advisor at Morgan Stanley. Shams has been in the industry since 2000 and has experience working with a wide range of clients, including individuals, families, businesses, and institutions. Shams holds Series 7, Series 31, Series 63, Series 65 and SIE licenses. Shams is also a Certified Financial Planner. Shams specializes in providing financial planning, investment management, and retirement planning services. Shams is committed to providing personalized advice and service to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
05/19/2023 - Present
Morgan Stanley (Oakland CA)
MT
03/08/2007 - 05/24/2023
RAYMOND JAMES & ASSOCIATES, INC. (Kalispell MT)
CA
02/23/2007 - 03/23/2007
UBS FINANCIAL SERVICES INC. (WALNUT CREEK CA)
CA
01/17/2000 - 03/06/2007
CITIGROUP GLOBAL MARKETS INC. (WALNUT CREEK CA)
IA
Issued 01/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Shams Deitrick is the right advisor for you? Invested Better is here to help.
