Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shamini? Claim Your ProfileShamini Shanmugam Pesque is a securities professional registered with Vanguard Marketing Corp. She is currently licensed to conduct business in all states of the United States. Shamini has passed the SIE, Series 7TO and Series 63 exams and has been in the industry since April 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
04/30/2024 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 05/17/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/04/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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