Unclaimed
Shamik Shah is a registered representative with CTC, LLC, a firm based in Chicago, Illinois. Shamik has been in the industry since 2011. Shamik holds the Series 56, Series 57 and SIE licenses. Shamik is based in Chicago, Illinois. Shamik has been registered with CTC, LLC since 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/22/2017 - Present
CTC, LLC (CHICAGO IL)
IL
10/25/2011 - 08/29/2013
CTC L.L.C. (CHICAGO IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2017
Series 57 - Securities Trader Exam
BC
Issued 09/19/2011
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
Not sure Shamik Shah is the right advisor for you? Invested Better is here to help.