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Shamik Bipin Cholera

Uhlmann Price Securities, LLC

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About Shamik Bipin Cholera

Shamik Cholera is a securities professional registered with FINRA and the state of New York. Shamik Cholera has been in the industry for 10 years. Shamik Cholera currently works for Uhlmann Price Securities, LLC. Shamik Cholera has passed the Series 63, Series 7, and SIE exams. Shamik Cholera was previously employed by BNY Mellon Capital Markets, LLC, First Empire Securities, Inc., and Kotak Mahindra, Inc.

Firm Information

Shamik Cholera is currently registered with Uhlmann Price Securities, LLC. Uhlmann Price Securities, LLC is a Limited Liability Company formed in February 1997. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shamik Cholera’s Registration & Firm History

IL

03/03/2016 - Present

Uhlmann Price Securities, LLC (SKOKIE IL)

NY

06/15/2012 - 07/14/2014

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

03/30/2010 - 07/15/2010

FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)

NY

10/02/2008 - 12/18/2008

KOTAK MAHINDRA, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/13/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shamik Bipin Cholera.
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