Unclaimed
Shamik Cholera is a securities professional registered with FINRA and the state of New York. Shamik Cholera has been in the industry for 10 years. Shamik Cholera currently works for Uhlmann Price Securities, LLC. Shamik Cholera has passed the Series 63, Series 7, and SIE exams. Shamik Cholera was previously employed by BNY Mellon Capital Markets, LLC, First Empire Securities, Inc., and Kotak Mahindra, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/03/2016 - Present
Uhlmann Price Securities, LLC (SKOKIE IL)
NY
06/15/2012 - 07/14/2014
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/30/2010 - 07/15/2010
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
10/02/2008 - 12/18/2008
KOTAK MAHINDRA, INC. (NEW YORK NY)
BC
Issued 11/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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