Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sham? Claim Your ProfileSham Sunder Ganglani is a financial professional with over 20 years of experience in the industry. Sham is currently registered with Fidelity Brokerage Services LLC and is licensed to conduct business in several states. Sham has a strong background in securities and investment products, having held various roles in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
05/01/2009 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
05/10/2001 - 12/13/2007
FIDELITY BROKERAGE SERVICES LLC (PROVIDENCE RI)
MA
04/22/1999 - 01/03/2001
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
BC
Issued 09/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/21/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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