Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shalethia? Claim Your ProfileShalethia Lashun Patton is a financial advisor with Capfinancial Securities, LLC. Shalethia has been in the financial industry since November 23, 2000. Shalethia is registered with FINRA and the state of North Carolina, and holds the Series 6, Series 63, and SIE licenses. She has worked with ADP Broker-Dealer, Inc. and Enterprise Fund Distributors, Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/17/2019 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NJ
11/15/2007 - 12/03/2018
ADP BROKER-DEALER, INC. (ROSELAND NJ)
GA
04/03/2000 - 05/07/2007
ENTERPRISE FUND DISTRIBUTORS, INC. (ATLANTA GA)
BC
Issued 04/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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