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Shalawn Tucker

Cary Street Partners

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About Shalawn Tucker

Shalawn Tucker is a financial advisor with Cary Street Partners. She is licensed to sell securities in Virginia. She has over 15 years of experience in the financial services industry. Shalawn holds Series 6, 7, 24, 52TO, 63 and 66 licenses. She is a registered representative of Cary Street Partners, a firm that specializes in providing investment advice to individuals and families.

Firm Information

Shalawn Tucker is currently registered with Cary Street Partners. Cary Street Partners is a Limited Liability Company formed in March 2002. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shalawn Tucker’s Registration & Firm History

VA

05/08/2024 - Present

Cary Street Partners (RICHMOND VA)

MD

10/20/2021 - 04/05/2024

GROVE POINT INVESTMENTS, LLC (Rockville MD)

NE

02/03/2021 - 10/18/2021

SECURITIES AMERICA, INC. (LAVISTA NE)

GA

02/03/2021 - 10/18/2021

TRIAD ADVISORS LLC (ATLANTA GA)

GA

08/06/2019 - 10/18/2021

FSC SECURITIES CORPORATION (ATLANTA GA)

AZ

08/06/2019 - 10/18/2021

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

AZ

08/06/2019 - 10/18/2021

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

MN

08/06/2019 - 10/18/2021

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

VA

01/17/2019 - 08/05/2019

AXA ADVISORS, LLC (RICHMOND VA)

FL

05/13/2016 - 11/02/2018

SIGNATOR INVESTORS, INC. (ST. PETERSBURG FL)

VA

10/07/2009 - 05/13/2016

TRANSAMERICA FINANCIAL ADVISORS, INC (CHESTER VA)

OH

09/12/2007 - 07/31/2009

CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)

DE

02/07/2007 - 09/13/2007

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

OH

02/07/2007 - 09/13/2007

NATIONWIDE SECURITIES, INC. (DUBLIN OH)

OH

06/12/1998 - 09/11/1998

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

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Licenses & Designations

BC

Issued 03/16/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 07/16/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/19/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2007

Series 7 - General Securities Representative Examination

BC

Issued 06/11/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Shalawn Tucker. Review regulatory record here.
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