Unclaimed
Shala L. Walker is a financial advisor with Valmark Securities, Inc. located in Houston, Texas. Shala has been in the financial services industry since 2010. Shala has a Series 7, Series 63, and Series 65 license. In addition, Shala has a Series 7TO and SIE license. Shala was previously registered with FORESIDE FINANCIAL SERVICES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, FSC SECURITIES CORPORATION, and MORGAN STANLEY. Shala is currently registered in Arizona and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/06/2024 - Present
Valmark Securities, Inc. (Houston TX)
ME
04/20/2023 - 02/06/2024
FORESIDE FINANCIAL SERVICES, LLC (PORTLAND ME)
TX
07/07/2022 - 01/03/2023
PURSHE KAPLAN STERLING INVESTMENTS (Houston TX)
TX
02/11/2020 - 07/08/2022
FSC SECURITIES CORPORATION (HOUSTON TX)
TX
03/26/2013 - 09/02/2016
MORGAN STANLEY (HOUSTON TX)
TX
10/22/2010 - 03/08/2013
FIDELITY BROKERAGE SERVICES LLC (HOUSTON TX)
BC
Issued 08/17/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/06/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/02/2016
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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