Unclaimed
Shakeel Anwar Barkat is a registered investment advisor representative with Capital Client Group, Inc.. Shakeel has been in the industry since October 1996 and has a strong background in financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
05/03/2013 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
TX
05/14/1997 - 05/15/2002
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NY
10/11/1996 - 05/01/1997
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
10/11/1996 - 05/01/1997
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
IA
Issued 12/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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