Unclaimed
Shaina Rae Cruz is a licensed investment advisor representative in Florida. Shaina is registered with Northwestern Mutual Investment Services, LLC and has been in the industry since February 11, 2024. She is licensed to offer securities products and services. Shaina passed the Series 6TO, Series 63, and SIE exams. She is affiliated with the Orlando branch of Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
02/12/2024 - Present
Northwestern Mutual Investment Services, LLC (Orlando FL)
BC
Issued 06/15/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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