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Shaina Manish Bhatt

Pimco Investments LLC

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About Shaina Manish Bhatt

Shaina Bhatt is a financial professional with over 2 years of experience in the industry. Shaina is currently registered with Pimco Investments LLC and holds Series 3, Series 7TO, and Series 63 licenses, as well as the SIE designation. Shaina is registered in 53 states and the District of Columbia.

Firm Information

Shaina Bhatt is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shaina Bhatt’s Registration & Firm History

CA

01/01/2022 - Present

Pimco Investments LLC (NEWPORT BEACH CA)

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Licenses & Designations

BC

Issued 01/21/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/2023

Series 3 - National Commodity Futures Examination

BC

Issued 12/29/2021

Series 7TO - General Securities Representative Examination

BC

Issued 11/13/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shaina Manish Bhatt.
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