Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shain? Claim Your ProfileShain Steffens is a registered investment advisor and securities professional who has been in the financial services industry since 2005. Shain Steffens is currently affiliated with Commonwealth Financial Network, a registered investment advisor, and has been with the firm since 2014. Prior to joining Commonwealth Financial Network, Shain Steffens was employed with MetLife Securities Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Shain Steffens holds several securities licenses including Series 7, Series 31, and Series 66. Shain Steffens is also licensed in several states as a registered investment advisor representative. Shain Steffens's practice focuses on financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/24/2014 - Present
Commonwealth Financial Network (Byram Township NJ)
NJ
12/07/2010 - 07/11/2014
METLIFE SECURITIES INC. (BYRAM TOWNSHIP NJ)
NJ
06/01/2009 - 12/17/2010
MORGAN STANLEY SMITH BARNEY (FAIRFIELD NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FAIRFIELD NJ)
NJ
08/18/2005 - 04/02/2007
MORGAN STANLEY DW INC. (FAIRFIELD NJ)
BOTH
Issued 09/06/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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