Unclaimed
Shailesh S Deshpande is a financial advisor with Apollo Global Securities, LLC. Shailesh is registered with FINRA and the state of New York. Shailesh has been in the financial services industry since May 1, 2007 and has worked for several financial institutions including Credit Suisse Securities (USA) LLC, RBS Securities Inc. and Barclays Capital Inc.. Shailesh has passed the Series 7, Series 10, Series 24, Series 63, and Series 79 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
06/02/2014 - 02/14/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CT
05/10/2011 - 06/03/2014
RBS SECURITIES INC. (STAMFORD CT)
NY
05/27/2009 - 05/09/2011
HEXAGON SECURITIES LLC (NEW YORK NY)
NY
01/12/2007 - 02/06/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 01/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/14/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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