Unclaimed
Shahriyar Aghili is a financial professional with over 17 years of experience in the securities industry. Shahriyar has held positions at Credit Suisse Securities (USA) LLC, BOFA SECURITIES, INC., and is currently registered with Mizuho Securities USA LLC. Shahriyar is licensed to provide investment advice in 52 states. Shahriyar holds the Series 63, Series 79TO, Series 7, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/23/2021 - Present
Mizuho Securities USA LLC (SAN FRANCISCO CA)
CA
12/06/2019 - 01/27/2021
BOFA SECURITIES, INC. (PALO ALTO CA)
CA
09/09/2004 - 10/09/2019
CREDIT SUISSE SECURITIES (USA) LLC (San Francisco CA)
BC
Issued 06/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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