Invested Better
Unclaimed

Unclaimed

Unclaimed

Shahriyar Aghili

Mizuho Securities USA LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Shahriyar? Claim Your Profile

About Shahriyar Aghili

Shahriyar Aghili is a financial professional with over 17 years of experience in the securities industry. Shahriyar has held positions at Credit Suisse Securities (USA) LLC, BOFA SECURITIES, INC., and is currently registered with Mizuho Securities USA LLC. Shahriyar is licensed to provide investment advice in 52 states. Shahriyar holds the Series 63, Series 79TO, Series 7, Series 24, and SIE licenses.

Firm Information

Shahriyar Aghili is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Shahriyar Aghili’s Registration & Firm History

CA

06/23/2021 - Present

Mizuho Securities USA LLC (SAN FRANCISCO CA)

CA

12/06/2019 - 01/27/2021

BOFA SECURITIES, INC. (PALO ALTO CA)

CA

09/09/2004 - 10/09/2019

CREDIT SUISSE SECURITIES (USA) LLC (San Francisco CA)

Not sure if Shahriyar Aghili is right for you?

Licenses & Designations

BC

Issued 06/28/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/28/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Shahriyar Aghili. Review regulatory record here.
Not sure if Shahriyar Aghili is right for you?