Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shahriar? Claim Your ProfileShahriar Faraji is a financial advisor at LPL Financial LLC. Shahriar has been in the financial services industry since 2001. Shahriar works with a variety of clients, including high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans. Shahriar is registered with the state of Michigan as an investment advisor representative. Shahriar is also registered with FINRA as a registered representative and a general securities principal. Shahriar has held previous positions at Inland Securities Corporation, TD Ameritrade, Inc., Preferred Capital Securities, LLC, Northstar Securities, LLC, Cole Capital Corporation, Old Mutual Investment Partners, Linsco/Private Ledger Corp., CUNA Brokerage Services, Inc., H&R Block Financial Advisors, Inc., and Linsco/Private Ledger Corp. Shahriar also holds the Series 6, 7, 24, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/03/2024 - Present
LPL Financial LLC (PLYMOUTH MI)
IL
12/20/2019 - 10/30/2023
INLAND SECURITIES CORPORATION (OAK BROOK IL)
MI
03/28/2019 - 12/20/2019
TD AMERITRADE, INC. (NOVI MI)
GA
08/09/2016 - 06/14/2018
PREFERRED CAPITAL SECURITIES, LLC (ATLANTA GA)
CO
03/20/2013 - 06/17/2016
NORTHSTAR SECURITIES, LLC (GREENWOOD VILLAGE CO)
AZ
03/27/2008 - 02/22/2013
COLE CAPITAL CORPORATION (PHOENIX AZ)
CO
05/30/2006 - 02/26/2008
OLD MUTUAL INVESTMENT PARTNERS (DENVER CO)
CO
05/01/2003 - 05/30/2006
LINSCO/PRIVATE LEDGER CORP. (AURORA CO)
IA
12/21/2001 - 05/02/2003
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MI
02/02/2001 - 04/05/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
SC
02/22/2000 - 11/06/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
OH
10/20/1998 - 12/31/1999
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
CO
02/23/1998 - 05/27/1998
BROKERAGE ADMINISTRATORS CORPORATION (ENGLEWOOD CO)
NY
02/09/1998 - 02/26/1998
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BOTH
Issued 08/29/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2022
Series 24 - General Securities Principal Examination
BC
Issued 06/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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