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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shahnaaz? Claim Your ProfileShahnaaz Bano Khan is a financial advisor with Morgan Stanley. Shahnaaz has been in the financial services industry for over 19 years and has experience working with a range of clients, including individuals, families, businesses, and institutions. Shahnaaz holds the Series 66, Series 7, Series 10 and Series 9 licenses and is registered with the state of California. Shahnaaz has a wide range of financial planning and investment management expertise and can help clients with a variety of financial needs, such as retirement planning, college savings, estate planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/24/2020 - Present
Morgan Stanley (Walnut Creek CA)
CA
06/01/2009 - 11/01/2012
MORGAN STANLEY (BERKELEY CA)
CA
06/14/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BERKELEY CA)
CA
01/03/2002 - 06/20/2003
PCI*TRADE SECURITIES (MILPITAS CA)
BOTH
Issued 05/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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