Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shahmir? Claim Your ProfileShahmir John Moussavi is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Shahmir has been in the industry since February 3, 1998, and has a wide range of experience in the financial services industry, working previously with UBS Financial Services Inc., Citigroup Global Markets Inc., Wachovia Securities, LLC, and McLaughlin, Piven, Vogel Securities, Inc.. Shahmir is a licensed and registered financial advisor in multiple states, and holds several industry certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/18/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PLEASANTON CA)
CA
11/21/2008 - 12/15/2014
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
08/01/2005 - 12/11/2008
CITIGROUP GLOBAL MARKETS INC. (WALNUT CREEK CA)
MO
04/20/2001 - 08/01/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/04/1998 - 04/25/2001
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 05/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/20/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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