Unclaimed
Shahedul Alam is a financial advisor with Citigroup Global Markets Inc. Shahedul has been in the industry since 2013 and is registered with FINRA and the state of New York. Shahedul holds a Series 6, 7TO, 24, 26, 63, and 66 license. Previous firms that Shahedul worked at include NYLIFE Securities LLC and J.P. Morgan Securities LLC. Shahedul specializes in working with high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/02/2022 - Present
Citigroup Global Markets Inc. (Long Island City NY)
NY
12/21/2015 - 09/13/2021
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
08/08/2014 - 11/05/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/29/2010 - 08/02/2011
NYLIFE SECURITIES LLC (BROOKLYN NY)
BOTH
Issued 07/09/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/12/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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