Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shahab? Claim Your ProfileShahab Khan is a financial professional with over 20 years of experience in the industry. Currently, Shahab is registered with Wolfe Research Securities. Prior to this, Shahab was associated with UBS Financial Services Inc. and UBS Securities LLC. Shahab holds the Series 3, 7, and 66 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/13/2022 - Present
Wolfe Research Securities (New York NY)
NY
10/19/1999 - 07/21/2022
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
03/21/2018 - 12/20/2021
UBS SECURITIES LLC (NEW YORK NY)
BOTH
Issued 05/05/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2004
Series 3 - National Commodity Futures Examination
BC
Issued 10/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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